Senior, AAPS Risk & Compliance
Location: Costa Mesa
Posted on: June 20, 2022
Do you thrive on developing creative and innovative insights to
solve complex challenges? Want to work on next-generation,
cutting-edge products and services that deliver outstanding value
and that are global in vision and scope? Work with premier thought
leaders in your fields? Work for a world-class organization that
provides an exceptional career experience with an inclusive and
At Deloitte, we help bring client data to life to enhance the risk
assessment process, reveal unexpected patterns and outliers and
offer insights. The business world is complex and ever changing
and, as a result, Deloitte is helping to redefine audit by infusing
our approach with cutting-edge technologies, data analytics and
visualizations, and transformative audit delivery models. Lead
audit into the future by helping deliver a more dynamic picture to
our clients that provides meaningful insights, empowers
decision-making, and informs tomorrow's success.
Work you'll do
This position provides risk management and related support to the
U.S. Audit & Assurance (A&A) Products and Solutions
organization that develops and deploys innovative technology
products and solutions to Deloitte's A&A business and its
clients. This position is housed within the Technology Controls
(TC) team, reporting to the Technology Controls Leader.
As a Technology Controls - Risk & Compliance Senior, you will be
responsible for driving the day-to-day Technology Controls
activities to effectively identify regulatory, legal and compliance
risk exposures, with a focus on quality, data protection and
security matters related to our innovative products and solutions,
environments, and frameworks at all stages with the software
development lifecycle (SDLC) (e.g., design, development and
deployment). This exciting and challenging role invites you to
drive quality as part of the SDLC and ideate ways to creatively
solve challenges and increase quality.
Under the guidance and supervision of a Technology Controls Manager
or Senior Manager, you will drive quality as part of the SDLC using
established risk and control frameworks (such as SOX, Security,
Privacy, Confidentiality, Third Party or SOC/ISAE) to ensure that
development, hosting, deployment and other risk decisions comply
with existing firm policies, professional standards, laws and
regulations, and other internal and external requirements. You will
collaborate with various groups (such as, internal product and IT
groups, Deloitte's vendors and IT service providers, and Global
risk, regulatory and privacy teams) and will be required to
understand their roles and responsibilities in the overall IT
control structure. Further, you will prepare and/or validate
control-related aspects of product risk assessments and
confidential information management plans, as well as assist other
TRM team members with reviewing functional and nonfunctional
requirements (i.e., user stories and acceptance criteria) and
testing scripts to ensure alignment with controls requirements.
Additionally, you will be responsible for testing Information Used
in the Execution of Controls (IUC) across our portfolio of products
Our audits are fueled by more than just technology - what really
sets us apart are our insightful professionals, collaborative
culture, and commitment to innovation and continuous improvement.
Our audit professionals apply a streamlined, intelligent approach
to the audit, enabled by innovative tools and technologies. Quality
is our top priority, and by focusing on innovation, we continue to
raise the bar on quality and deliver greater value to our clients.
Learn more about Deloitte Audit.
Candidates should have the following competencies and
- Bachelor's degree in Accounting, Accounting Information
Systems, or other related degrees.
- Minimum of 2-3 years of experience in audit or risk assurance,
preferably with experience working on large and medium-size audits
performed in accordance with the PCAOB standards, or internal audit
experience on clients or companies that are subject to SOX
- Strong internal controls and audit knowledge and prior
experience reviewing and/or establishing business processes and
controls in large public companies subject to PCAOB standards.
- Ensure key deliverables (control testing, evaluation of test
results, other items as requested, etc.) adhere to high quality
- Strong knowledge and understanding of, or the ability to learn,
the regulatory requirements and professional standards involving
the development, documentation, review, retention and archiving of
evidence, including reproduction thereof for professional, legal or
- Experience with establishing and/or reviewing controls over
accuracy and completeness of key business reports (IUC).
- Ability to apply concepts of risk assessment and professional
- Reasonable familiarity with audit or other regulatory
- Familiarity with data analytics and/or technology fueled by
- Strong project management skills to keep multiple projects
organized and deliver results under tight, demanding deadlines for
a high-volume of products and releases while maintaining
high-quality and precision.
- Strong verbal and written communication skills.
- Ability to challenge the status quo, and to identify untapped
opportunities, alternate approaches, and creative solutions to
audit products and solutions
- Proactive approach and anticipation of potential
- Work in cross-functional environments with professionals across
Deloitte (non-auditors) and various geographic locations.
- CPA/CA, CIA, CISA or CIPP required
- Privacy certifications
- Data quality and risk experience
Keywords: Deloitte, Costa Mesa , Senior, AAPS Risk & Compliance, Accounting, Auditing , Costa Mesa, California
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