Compliance Officer II
Company: VirtualVocations
Location: Vista
Posted on: May 21, 2025
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Job Description:
A company is looking for a Compliance Officer II -
Complaints.
Key Responsibilities
Oversee and respond to complaints from various sources, ensuring
timely and accurate resolutions
Monitor and document complaints, prepare trend analyses, and report
findings to stakeholders
Develop internal processes and assist with compliance projects and
regulatory requests
Required Qualifications
5+ years of financial services compliance experience in complaint
management
Proficient knowledge of financial services compliance laws and
regulations
Ability to analyze and interpret governmental laws and
regulations
Experience in performing complex analytical work independently
Strong organizational skills and ability to prioritize multiple
tasks
Keywords: VirtualVocations, Costa Mesa , Compliance Officer II, Other , Vista, California
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